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Posting Date :
11-24-2017
Primary Location :
Atlanta Area, GA US
Work Address :
303 Peachtree Street
Job ID :
W446393
Schedule :
Full-time
:
Volcker-Rule-–-Enterprise-Compliance-Analyst
Job Description :
Job Description

Position:      Volcker Rule – Enterprise Compliance Analyst

Location:      Atlanta, GA


This position is a multi-level position (compensation grades 47 or 49). The successful candidate will be placed in the level which best fits his/her skill set and experience.

This position will report to SunTrust’s Enterprise Volcker Rule Program Manager and will assist the Program Manager and other team members with the ongoing administration and monitoring of the Company’s Volcker Rule Program which falls within the Enterprise Market Risk Management organization. Specifically, this position will be responsible for the following compliance activities:

 

Coordinate with Legal and Compliance officers, lines of business and functional areas, and other stakeholders on Volcker Rule related matters including the fielding of ongoing inquiries, questions etc.;

Update and maintain the enterprise-level Volcker Rule related policies, procedures and controls;

Maintain the Company’s Compliance Management System including the Covered Fund assessment process;

Work / interface with Technology and Business Information Office partners to implement ongoing Compliance Management System improvements;

Assist with ongoing monitoring routines to oversee compliance issues, metrics, and adherence to compliance requirements mandated by the Company;

Assess internal training needs and ensure delivery of appropriate training for teammates across the Company;

Work with Operational Risk Management partners to update and maintain Volcker Program Office controls;

Partner with Company’s independent testing functions to ensure sufficient testing within the division to identify issues and emerging risks;

Formulate agendas and prepare executive level (including to the Board and other senior level) risk committee materials, including for the monthly Volcker Committee meeting;

Implement action plans to address regulatory and audit issues impacting the Volcker Program Office;

Assist with administration and execution of annual CEO certification process, including working with Volcker Rule related control owners to update and maintain controls and coordinate sub-certifications.

 

Basic Requirements:

Bachelor's Degree in relevant field

2-5 years  of work experience in risk management, compliance, audit, and/or project management in the financial services industry

Attention to detail and precision

Ability to work with large sets of data

Demonstrate broad knowledge of legal and organizational matters and the ability to apply knowledge to issues of all levels of complexity

Advanced PC skills; Able to create and manage Excel spreadsheets and PowerPoint presentations

Strong communication, facilitation, and presentation skills

Perform multiple tasks in a fluid environment

Understanding of different technologies used in the financial service industry

 

Preferred Requirements:

Knowledge of Volcker Rule, CFTC, FINRA, MSRB and/or SEC Rules

Advanced degree in Finance or Business


Qualifications

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Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national originTo review the EEO Poster, copy and paste the following link into your browser: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf
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